Job Description

We are seeking a dynamic and ambitious individual to join our team as an Entry-Level Financial Planner. In this role, you will have the opportunity to learn and grow in the field of financial planning while providing valuable support to our clients. As an Entry-Level Independent Financial Planner, you will work closely with experienced advisors to assist in developing and implementing financial plans for clients across various stages of life.

Key Responsibilities

  • 1. Assist in gathering and analyzing financial data from clients to assess their current financial situations and goals.
  • 2. Support senior advisors in creating customized financial plans and strategies tailored to clients’ individual needs and objectives.
  • 3. Conduct research on investment options, market trends, and financial products to provide recommendations to clients.
  • 4. Prepare financial reports, presentations, and proposals for client meetings.
  • 5. Assist in implementing investment strategies, including portfolio management and asset allocation, under the guidance of senior advisors.
  • 6. Provide administrative support, such as scheduling appointments, organizing client files, and maintaining CRM systems.
  • 7. Participate in client meetings and follow-up discussions to address questions, provide updates, and ensure client satisfaction.
  • 8. Continuously enhance your knowledge and skills in financial planning concepts, regulations, and industry trends through training and professional development opportunities.
  • 9. Collaborate with team members to deliver exceptional service and support to clients, fostering strong relationships and trust.
  • 10. Adhere to ethical standards and compliance requirements in all client interactions and activities.

Qualifications

  • Strong interest in pursuing a career in financial planning or wealth management.
  • Excellent analytical, problem-solving, and critical thinking skills.
  • Strong attention to detail and organizational abilities.
  • Effective communication and interpersonal skills, with the ability to work collaboratively in a team environment.
  • Willingness to obtain relevant certifications, such as Life and Health License, FINRA Series 6, 63 and 65 or FINRA Series 7 and 66.





Apply

If you are passionate about helping individuals achieve their financial goals and eager to launch your career in financial planning, we encourage you to apply for the Entry-Level Independent Financial Planner position and embark on a rewarding journey of professional growth and development with us. Send your resume and/or CV to plove@pslwealthstrategies.com